If you purchased or otherwise acquired 22nd Century common stock during the Class Period for the beneficial interest of persons or organizations other than yourself, you must within seven (7) calendar days of receiving the Postcard Notice either:

  1. Provide a list of the names, addresses, of all such beneficial owners to the Claims Administrator; or
  2. Request from the Claims Administrator sufficient copies of the Postcard Notice to forward to all such beneficial owners and mail those Postcard Notices yourself within ten (10) calendar days after receiving them.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of the beneficial owners that purchased 22nd Century Common Stock during the period between February 18, 2016, and July 31, 2019, inclusive.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then you must do one of the following:

    1. Upload the spreadsheet here;
    2. Email the spreadsheet to; or
    3. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      22nd Century Securities Litigation
      c/o Epiq
      P.O. Box 3839
      Portland, OR 97208-3839

If you are mailing the Postcard Notice to beneficial owners:

If you elect to mail the Postcard Notice to beneficial owners yourself, additional copies of the Postcard Notice may be requested via email to If you are providing the of Postcard Notice to beneficial owners, the mailing must be completed within ten (10) business days of your receipt of the Postcard Notice from the Claims Administrator. Failure to timely forward of Postcard Notice to beneficial owners may affect their legal rights.

If you have any questions, contact the Claims Administrator at or by calling 1-888-576-4721

Expense Reimbursement:

You are entitled to reimbursement from the Settlement Fund of your reasonable expenses actually incurred in connection with the foregoing, including reimbursement of postage expense and the cost of ascertaining the names and addresses of beneficial owners, provided you timely submit an invoice to the Claims Administrator. Please submit a copy of your invoice to the Claims Administrator within one month of completing the mailing or providing the list of names, addresses and email addresses.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim and Release form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim and Release form and completed spreadsheet online here.